"We are pleased to partner with an organization like NAPLIA who are not only industry experts, but have shown a true commitment to the best interest of our members."
Heather Turns, AIF, Director of Marketing for fi360.
U.S. Labor Department proposes regulations to increase disclosure of fees and conflict of interests affecting 401(k) and other employee benefit plans
Continued trend in disclosure, read more.
Insurance and bonding needs
ERISA requirements, market fluctuations, fiduciary responsibilities...all add up to increased liability and the need for Investment Advisors to investigate their insurance and bonding needs.
According to a recent cover story in Investment Advisor, claims against Investment Advisors increase in direct correlation to market performance:
